- registered broker
- зарегистрированный маклер
Ценные бумаги. Англо-русский словарь. Жданова И.Ф.. 2013.
Ценные бумаги. Англо-русский словарь. Жданова И.Ф.. 2013.
broker — A company or individual that executes futures and options orders on behalf of financial and commercial institutions and/or the general public. Chicago Board of Trade glossary An agent who executes trades (buy or sell orders) for customers. He… … Financial and business terms
Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… … Wikipedia
Registered Representative — A Registered Representative, also called a General Securities Representative, a Stock Broker, or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent. Registered Representatives usually… … Wikipedia
broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… … Black's law dictionary
broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… … Black's law dictionary
broker — Synonyms and related words: Realtor, Wall Streeter, agent, arbitrator, bill broker, bond crowd, cambist, connection, contact, cotton broker, curb broker, dealer, diamond broker, discount broker, distributor, estate agent, floor broker, floor… … Moby Thesaurus
Broker-dealer — A broker dealer is a company that trades securities for customers as well as for its own account. In the United States, a broker dealer has to be registered with the Financial Industry Regulatory Authority. When executing trade orders on behalf… … Wikipedia
broker to broker — The transaction was between two member firms where neither firm is registered as a market maker in the security in question and neither is a designated fund manager. Brokers may also apply this indicator when buying or selling domestic equity… … Financial and business terms
broker-to-broker — The transaction was between two member firms where neither firm is registered as a market maker in the security in question and neither is a designated fund manager. Brokers may also apply this indicator when buying or selling domestic equity… … Financial and business terms
registered commodity representative — ( RCR) A person who is registered with the exchanges and the CFTC and is responsible for soliciting business, knowing his/her customers, collecting margin, submitting orders, and recommending and/or executing trades for customers. A registered… … Financial and business terms
registered representative — noun someone in charge of a client s account for an advertising agency or brokerage or other service business • Syn: ↑account executive, ↑account representative, ↑customer s broker, ↑customer s man • Hypernyms: ↑businessperson, ↑bourgeois … Useful english dictionary